Services Compliance

Risk assessments, compliance reviews and outsourcing of compliance function

Keldon conducts risk assessments and compliance reviews for a wide variety of institutions. Keldon is also retained by institutions on an outsourced basis to provide a comprehensive compliance service or to provide specialist support to in-house compliance teams.

Keldon can review client files for trust companies and investment businesses, preparing reports, and recommending areas that need to be addressed. Clients benefit from the fact that Keldon has experience reviewing the systems and files of many businesses. Keldon will ensure that clients receive advice on compliance best practice.

Compliance Manual development

Keldon reviews and amends existing manuals and assists with the development of new manuals to meet regulatory requirements, particularly in the areas of investment business, trust business and anti-money laundering. We will create a user-friendly compliance manual.

Compliance software

Keldon assisted in the development of software called "Compliance" which provides an essential and user-friendly tool for any business required to follow defined procedures. The system produces automatic reminders and can also monitor training records for staff. Please contact us for a demonstration.

Compliance Manager Support

Keldon has experienced, qualified compliance staff and consultants who can work on a project basis in-house enabling you to provide a cost-effective solution to your compliance needs.